Wealth Management Associate

Written By Trish Lee
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Role
Wealth Management Associate

Location
Southern Suburbs, Cape Town

Industry
Wealth Management

Salary
R35K / month

Our client is an established Wealth Management firm that strives to provide a specialist solution to their client's individual financial needs, by offering a comprehensive range of services and expertise to manage and grow their wealth.
 
The purpose of the role is to deliver exceptional support to a Wealth Manager, effectively managing deadline-driven tasks, with client-centricity and professionalism.

Key Responsibilities

  • Prepare and collate new client onboarding documentation

  • Oversee the management and updating of client CRM profile

  • Liaise with external and internal providers on client specific queries

  • Resolve and manage admin related queries or issues with clients directly

  • Manage preparation of client review packs

  • Apply basic knowledge of the FAIS General Code of Conduct in daily work

  • Draft and/or check Record of Advice and Replacement disclosure forms

  • Ensure CDD is done on all clients based on their risk profile according to FICA and company RMCP

  • Ensure a basic level of product knowledge by keeping up to date with products

  • Compile proposal documents based on the Wealth Manager instruction and recommendations

  • Compile a financial needs analysis and retirement needs analysis based on Wealth Manager guidelines

    Requirements

  • Commerce or financial degree (advantageous)

  • 3-5 years experience in the financial planning environment assisting Family Officers and/or Wealth Managers and/or Financial Advisors

  • CFP designation (advantageous)

  • RE5 (advantageous)

  • Experience in and solid understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA

  • MS Office Suite

  • XPlan (advantageous)

  • Ability to prioritise, organise and plan around large amounts of information

  • High attention to detail

  • Keen interest in Fintech systems

 

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Trish Lee
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