Compliance Associate
Role
Compliance Associate
Location
Southern Suburbs
Industry
Q
Our client is a private equity investment firm focused on partnering with exceptional businesses across Sub-Saharan Africa to unlock growth, create sustainable value and deliver meaningful impact.
They are looking for a highly motivated and commercially minded Investment Analyst to join their Cape Town office. This role offers a unique opportunity to gain exposure to the full investment lifecycle; from investment origination and due diligence through to portfolio value creation and exit execution.
Key Responsibilities
Assist with drafting and updating compliance documentation, including policies, procedures, risk assessments and audit reports
Maintain accurate compliance records and registers, ensuring documentation is up to date and readily available for audits
Coordinate compliance projects and remediation activities, monitor progress and escalate outstanding issues
Manage Commpay and Xplan commission lodgements for Wealth Managers, including capturing estimates and actuals, liaising with the Fees Department, reviewing submissions and ensuring monthly lodgements are completed accurately
Requirements
Relevant degree or tertiary risk/legal/or compliance related qualification from a reputable institution
3+ years of experience in an administrative role with specific focus in a FAIS & FICA compliance environment.
Microsoft Suite (MS Excel, MS Word, Outlook & PowerPoint) skills
RE5 (advantageous)
SharePoint (advantageous)
Accuracy
Detail and quality oriented
Perform well under pressure
Thank you for your interest. If you do apply for this opportunity, but do not hear from us within two weeks, please assume that your application has not been successful on this occasion.
